Agent Actions

Registrant	Documents	Status
Timothy Desmond	Consent Order - PDF - 358.69 KB (05/03/2019)	Revoked
Andrew Thomson	Consent Order - PDF - 360.55 KB (04/03/2019)	Suspended
Mike McCarthy	Consent Order - PDF - 3.28 MB (07/26/2019)	Letter of Surrender
Courtney Carroll	Consent Order - PDF - 4.16 MB (09/26/2019) Consent Order Termination - PDF - 315.4 KB (03/05/2021)	Active
Jonathan Sears	Consent Order - PDF - 474.03 KB (08/27/2020)	Letter of Surrender
James Austin Insley	Consent Order - PDF - 724.04 KB (11/23/2020)	Letter of Surrender
Gregory Myers	Consent Order - PDF - 7.76 MB (06/15/2023)	Letter of Reprimand
Errick Dickerson	Consent Order - PDF (11/07/2023)	Revoked
Juan Payne	Consent Order - PDF - 609.63 KB (09/15/2023)	Application denied
Shawn Cumberbatch	Consent Order - PDF - 169.58 KB (09/19/2024)	Revoked
Eugene Walker	Final Order - PDF - 268.83 KB (3/10/2025)	Revoked
William Callow	Final Order - PDF - 169.94 KB (05/28/2025)	Revoked
Maddison Usilton	Consent Order (02/11/2026)	Suspended
James Krach	Consent Order (04/16/2026)	Revoked
Jonnus Pollard	Consent Order (05/18/2026)	Permanently Disqualified
Hugo Roberto Tejeda	Consent Order (06/15/2026)	Revoked